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Richard sought extraordinary relief in the nature of a writ of mandamus to compel dismissal with prejudice of an involuntary manslaughter specification referred for a second general court-martial. She invoked the Fifth Amendment’s Double Jeopardy Clause and Article 44, Uniform Code of Military Justice (UCMJ).
Richard’s initial court-martial occurred in 2021 after the tragic death of her infant daughter. The Government charged her with two murder specifications under Article 118, UCMJ (unpremeditated murder and murder while engaging in an inherently dangerous act). The panel acquitted Richard of both murder specifications, convicted her of the lesser included offense (LIO) of involuntary manslaughter under Article 119(b), UCMJ, and found the child’s death caused “by asphyxia.” On appeal, the CGCCA held the original involuntary manslaughter specification failed to provide constitutionally adequate notice of the act(s) or omission(s) forming the basis for the conviction. It accordingly set aside the conviction and dismissed the specification without prejudice, authorizing a rehearing (Richard I). The Government then referred a new involuntary manslaughter specification alleging that Richard killed the child by “tightly swaddling [the child], placing [the child] in the bed face down, and using her hand to press [the child]’s head into the bed.” Richard moved to dismiss on double jeopardy grounds, which the military judge denied, prompting her mandamus petition. Issues Presented
1. There is a high threshold for mandamus relief. The a petitioner must show (1) no other adequate remedy exists, (2) a clear and indisputable right to the writ, and (3) that issuing the writ is appropriate under the circumstances. Under the Fifth Amendment and Article 44(a)-(b), UCMJ, a second trial for the same offense generally is prohibited. However, when a conviction is reversed on appeal (for reasons other than insufficient evidence), retrial ordinarily is permitted because the original judgment did not become final. Citing Supreme Court law, the court explained that successful appeal on any ground other than insufficient evidence does not bar further prosecution. Court’s Analysis and Rulings. 1. Ambiguous Verdict Argument. Richard argued that her first conviction was ambiguous—preventing identification of the exact factual basis for the involuntary manslaughter verdict—and that retrying her on that conduct violated double jeopardy. The court acknowledged that a general verdict is “ambiguous” in the everyday sense, as it does not articulate the specific factual theory on which members based their finding. But the opinion clarified that the judicial doctrine of an ambiguous verdict applies only in the narrow class of cases where a single specification charges multiple occasions or acts, and the verdict does not clarify which occurrence it applies to. Citing United States v. Wilson and related precedent, such as Walters, the court explained that an unobjected-to general verdict unambiguously includes guilt as to each charged act unless the defense produced a special finding indicating otherwise. On the facts of Richard I, the panel’s general verdict of involuntary manslaughter—distinct from acquittal of murder—effectively resolved intent: the members found no intent necessary for murder but did find culpable negligence, the mental element for involuntary manslaughter. The court rejected that this situation implicated ambiguous verdict doctrine. There was no factual basis to conclude that the panel acquitted her of specific acts now charged; at most, the record showed uncertainty inherent to general verdicts. So, CGCCA found that the panel’s verdict did not create ambiguity in the legal sense that would trigger double jeopardy protection. 2. Rehearing vs. “Other Trial” Argument. Richard argued that the second prosecution was improperly characterized as a rehearing when it was in fact an “other trial” under R.C.M. 810(e), which she argued the appellate decision did not authorize. The court explained that the statutory term “rehearing” encompasses what R.C.M. 810 labels a “new trial” or “other trial.” In essence, the court order authorizing rehearing under Article 66(f)(1)(A)(ii), UCMJ effectively authorized the subsequent trial on a new specification that corrected the defects previously identified. The court noted that R.C.M. 810(e)’s definition of an “other trial” includes scenarios where original proceedings were declared invalid due to a failure of a charge to state an offense—precisely this case. No error here. 3. LIO Instruction and Jeopardy Continuance. Richard argued that because no LIO instruction was provided under the second murder specification, and because the original LIO instruction was legally incorrect, jeopardy had terminated as to involuntary manslaughter. The court rejected this argument, explaining that the acquittal on one murder specification does not necessarily immunize the accused from prosecution on related LIOs arising from the other murder specification. Additionally, the fact that an LIO instruction in the first trial may have been legally imperfect did not render the first trial’s jeopardy attachment a nullity. The Government countered—and the court agreed—that when the conviction was reversed for technical reasons unrelated to evidence insufficiency, retrial on the LIO charge, properly stated, remains permissible. Because the involuntary manslaughter specification now corrects prior defects, retrial on that specification does not offend double jeopardy.
And see generally, Bravo-Fernandez v. United States, 580 U.S. 5 (2016) (when conviction is vacated on appeal for legal error unrelated to evidentiary insufficiency, Double Jeopardy Clause does not bar retrial even if the jury simultaneously returned acquittals on related counts); United States v. Scott, 437 U.S. 82 (1978).
1 Comment
Abstract Armed forces must be disciplined, but two bodies of international law relating to military discipline seem to be in conflict. On the one hand, international humanitarian law emphasizes that armed forces should employ robust disciplinary measures to deter and address military misconduct. On the other hand, some international human rights law scholars recently singled out military disciplinary measures as insufficiently protective of soldiers from unfair treatment. Proponents of this new approach proposed a remedy for disciplinary unfairness: borrowing a practice already used by some national militaries, soldiers should have the right to "turn down" disciplinary proceedings and elect to have their cases heard in military criminal trials instead. This article critically examines four of the underlying assumptions of this new approach. I argue that interlinking disciplinary law with penal law through a turn-down right is a mistake, and that there is an enduring role for both disciplinary and penal sanctions in regulating the behavior of armed forces. Your browser does not support viewing this document. Click here to download the document. Your browser does not support viewing this document. Click here to download the document. GOLF UNIFORM ECHO SIERRA SIERRA PAPA OSCAR TANGO OSCAR by ALPHA NOVEMBER OSCAR NOVEMBER.The Principle of Party Presentation and United States v. Askins (Part I) There is a lot to unpack in United States v. Askins. The Army TJAG certified a question concerning ACCA’s finding that some of the accused’s convictions were multiplicious. The Appellee/Cross-Appellant (Accused) has cross-petitioned CAAF to review ACCA’s holding that the United States was in a “time of war” such that the statute of limitations were tolled under Article 43(f), UCMJ. CAAF has not yet acted on the Accused’s cross-petition. But there’s another issue lurking in the record. It was raised in the Accused’s supplemental brief after oral argument, but the Accused has not asked CAAF to consider it as a separate assignment of error. Did ACCA violate the principle of party presentation? Your browser does not support viewing this document. Click here to download the document. GOLF UNIFORM ECHO SIERRA TANGO post. We have a guest post from an OSCAR, who wishes to remain ALPHA, say HOTEL ECHO LIMA LIMA OSCAR to NOVEMBER ZED SIERRA WHISKY (Jr./Sr./III). He/She discusses Robinson's non-resolution of when an unauthorized absence (UA) becomes a desertion--or not. Appellant's time to petition CAAF has expired, without a petition. Your browser does not support viewing this document. Click here to download the document. Ms. Rice has this to say. Your browser does not support viewing this document. Click here to download the document. Hannah A. RiceStudent Attorney at The Betty and Michael D. Wohl Veterans' Legal Clinic, Syracuse University College of Law. Huuuum, apparently selected for the Air Force Graduate Program. Emma Kaufman, The First Criminal Procedure Revolution. 139 Harv. L. Rev. 543 (2025). The Abstract. Today, it seems obvious that criminal defendants can waive constitutional rights. Plea bargains make up the vast majority of criminal convictions, and defendants routinely trade their rights — to indictment, to remain silent, to an attorney, to a jury — in exchange for a faster trial or a lesser charge. The modern criminal legal system is a regime of negotiated justice. Rights used to have more force. In the nineteenth century, the rules we now call criminal procedure rights were hard limits on judicial power. Defendants could not forfeit rights, and constitutional violations deprived courts of jurisdiction. But then, in an underappreciated and radical shift, courts changed their mind. One by one, rights became individual options, alienable upon consent. The rest is history: Grand juries declined, plea bargains soared, prosecutors became power brokers, and the system of mass processing was born. This Article recovers a lost chapter of American criminal procedure. It mines a trove of overlooked sources and traverses multiple disciplines to advance a simple claim: Between Reconstruction and the New Deal, courts transformed the rights of the accused. Long before the Warren Court revolutionized criminal procedure, there was a first revolution in constitutional criminal law. The story of that revolution reorients the field’s core assumptions, embarrasses modern doctrines, and expands the canon. It also advances our collective understanding of what it could mean to protect criminal procedure rights. Cheers.The CGCCA issued 15 opinions last year. This year, they have issued six so far. Fewer cases or better lawyering — who knows? Did someone say waiver? In Fink, in brief, Appellant asked, "(11) Did trial counsel make improper argument that warrants relief?" Further in brief--aka summarily--CGCCA said "that Appellant forfeited his objection to trial counsel’s argument by failing to object at trial and fails now to establish plain and prejudicial error." In Reimonenq, CGCCA rejects a 62 appeal. Finding the military judge properly "granted in part and denied in part the suppression motion." At issue was whether the Appellant was in custody and knowingly and intelligently waived his rights. Huuum. Have we not seen this before where the MCIO agents play fast and loose with the rights advisement? See, e.g., United States v. Patterson. (Som comments here.) Reimonenq was subject to restraints on his freedom of movement long before the CGIS interview:
The rights waiver was invalid because: Misleading Advisement: The investigating agent inaccurately told Appellee early in the rights advisement that the government “wasn’t suspecting you of anything,” which the Court identified as an affirmative misstatement. Minimization and “Paperwork” Framing: The agents repeatedly characterized the rights form as mere “paperwork” and downplayed the seriousness of the situation. Mental State and Prior Events: Earlier that day, Appellee had undergone a mental health evaluation and was not clearly told what was happening, contributing to his lack of understanding of the legal process and the significance of waiving rights. Invocation of Right to Counsel: Appellee unambiguously requested a lawyer during the advisement. Once an individual in custody invokes the right to counsel, questioning must cease until counsel is present. The Court agreed with the military judge that agents failed to scrupulously honor this invocation and improperly continued questioning that generated inculpatory statements. In Ray (published), an issue was whether the military judge abused his discretion by improperly allowing an unsworn statement to be presented by the accuser during sentencing. (The opinion also discusses waiver of some objections.) Members acquitted Appellant of abusive sexual contact and assault consummated by a battery, but they convicted him of violating a lawful general order by wrongfully engaging in sexually intimate behavior in a Coast Guard-controlled workplace. During presentencing, Ms. AA, through counsel, proffered an unsworn statement. Trial CGCCA agreed the alleged victim was a crime victim for Article 6b, because of the original charges. The issue then is what, if anything, she could say in sentencing about the acquitted conduct and its effects. Despite finding some errors, CGCCA found First, we again note the military judge’s excellent instructions, which made it clear to the members that they were only to sentence Appellant for the orders violation and were to disregard anything they heard that they concluded pertained to the offenses of which they had acquitted Appellant. Second, the trial counsel kept his sentencing argument tightly focused and did not mention Ms. AA’s transfer. Third, the members had already heard Ms. AA testify to her belief that she had been assaulted during the merits portion of the trial. Huuum, United States v. Viaud, for example. ---------------------------- What does this mean when defense counsel also tells the MJ that the following term originated with the Defense: [I agree to] waive all waivable motions except those that are non-waivable pursuant to R.C.M. 705(c)(1)(B). This waiver includes all of my previously filed motions in this General Court-Martial, and any motions for confinement credit for the time period when I was placed in [RILA] (sic)." United States v. Hoko.
Does it matter if a motion for confinement credit under Article 13 and the Eighth was litigated and denied by the MJ? Does it matter if the MJ says that "The Defense will file another request for confinement credit under Article 13 and R.C.M. 305(k) at a later date. . . ." Er, nope Relying on United States v. McFadyen, 51 M.J. 289 (C.A.A.F. 1999) and United States v. Saurez, __ M.J. ___, No. 25-0004, 2025 CCA LEXIS 651 (C.A.A.F. Aug. 5, 2025), NMCCA holds that the waiver is effective. NMCCA also holds the term is not a violation of public policy even though that issue wasn't waived. In the process, NMCCA writes that it will not disregard McFayden, because it is "poorly reasoned because it can't be squared with R.C.M. 705's prohibition on plea terms that deprive and accused of due process in light of Bell v. Wolfish, 441 U.S. 520 (1979). (Nothing says the Defense can't bring up the RILA during sentencing as a mitigation on the confinement, and nothing to say the MJ can't "credit" that, the MJ just can't say it as an order. Although there once was an MJ who said that the sentence was five years, but because of the government's impropriety, on which he'd denied relief pretrial, he would have give seven years.) Perhaps CAAF will grant to revisit McFadyen? Footnote 15 to Hoko refers to United States v. McCarthy, 47 M.J. 162, 164 (C.A.A.F. 1997) (“The question whether a pretrial prisoner is suffering unlawful punishment is of both constitutional and statutory concern.”); United States v. Palmiter, 20 M.J. 90, 98 (C.M.A. 1985) (“Apart from Article 13’s proscription, a pretrial detainee is constitutionally protected against ‘punishment.’”). Compare United States v. Mar (AFCCA) involves a "waive all waiveable motions" provision in a PTA. Even if assignment to RILA is a due process concern, constitutional issues can be waived? NMCCA's unpublished opinion in Grabau reminds defense counsel of some things to be careful of. 1. Be careful of what you ask for of a sentencing witness. 2. And remember to object, especially in a panel case. Appellant argues, “Trial counsel’s questions about child support were improper [Military Rule of Evidence (Mil. R. Evid.)] 405(a) inquiries because Chief Tango never testified about Appellant’s pertinent character trait of being a good father. Regardless, the inquiry fails an [Mil. R. Evid.] 403 balancing test (which the Military Judge did not conduct).” Pseudonyms can sometimes convey more than what is intended. A tango is generally a partnered dance that moves in sharp, deliberate steps to a driving, syncopated rhythm. Dancers hold a close embrace, maintain strong posture, and pivot with precision as they glide across the floor. The dance expresses tension, intimacy, and controlled power through quick footwork, sudden pauses, and dramatic changes of direction. A dance in which the audience may clap for or clap back. Anyway, I digress. Here, the defense objected to a "did you know" question about Appellant's child support. The MJ clapped back, finding the questions proper. NMCCA agreed. Appellant argues that he never put his character as a father in issue, thus offering the Government no avenue for inquiring about a specific instance of conduct relevant to his character as a father. The military judge disagreed at trial, and we disagree now. Granted, defense counsel did not ask Chief Tango a direct question to the effect of, “What is your opinion of his character as a father?” But those are not magic words, the only ones imbued to elicit testable character evidence, since “[t]he defense must accept responsibility not only for the specific evidence it offers in mitigation, but also for the reasonable inferences which must be drawn from it.” If you haven't noticed, the appellate courts are getting more persnickety about waiver. NMCCA found the instructional issue waived and thus unreviewable. In [United States v. Davis, 79 M.J. 329 (C.A.A.F. 2020] the U.S. Court of Appeals for the Armed Forces (CAAF) granted review to determine if the military judge properly instructed the members on the elements of an offense, though the court was ultimately unable to reach that issue since it was waived. Acknowledging that Rule for Courts-Martial (R.C.M.) 920(f) provided that “[f]ailure to object to an instruction or to omission of an instruction before the members close to deliberate constitutes [forfeiture]," the CAAF went on: Read n. 51. So there you have it. The bandoneonista missed a beat on step 403.
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